Thursday, November 10

7:00 – 8:00 am
Registration & Continental Breakfast

8:00 – 8:30 am

How Investigations Fit into the Context of Compliance Programs

Latour ‘LT’ Lafferty, CCEP, CHC, Practice Leader, Fowler White Boggs P.A.

• Review organizational liability and
  the role of effective compliance and
  ethics programs
• Understand what it means to be an
  "effective" program
• Learn how internal investigations
  support the overall compliance and
  ethics program

8:30 – 9:45 am

Setting Policies and Guidelines for Conducting Internal Investigations

Al Gagne, CCEP, Director, Ethics & Compliance, Textron Systems Corporation

• Creating the framework
• Aligning to risk areas

9:45 – 10:00 am | Networking Break

10:00 – 11:00 am

How to Plan an Investigation

Meric Bloch, Vice President-Compliance and Corporate Investigations, Adecco

• Interviewing the reporter to learn as much as possible
• Determining the precise allegation you need to investigate
  
• Making an effective investigation strategy

11:00 am – 12:00 pm

Gathering Documentary Evidence

Meric Bloch, Vice President-Compliance and Corporate Investigations, Adecco

• Identifying your paper trail
  
• Using documents for intelligence purposes
  
• Avoiding the review of every shred of paper

12:00 – 1:00 pm | Lunch

1:00 – 2:30 pm

Who's Lying: Detecting Deception in Internal Investigations

Michael Johnson, Esq., Co-President, Global Compliance, Brightline Learning Division

• Interview style
  
• Determining who’s lying
  
• Documenting interviews

2:30 – 2:45 pm | Networking Break

2:45 – 4:15 pm

Forensics and Electronic Documents

Andy Teichholz, Esq., Senior Discovery Consultant, Daegis

• The focus of this program will be to address keys to success for internal investigations. With this in mind, the agenda is as follows:
• To provide an overview of e-Discovery and computer forensics process and concepts in an investigative context
• To identify preliminary investigative considerations to chart out a work plan with outside counsel and experts in addressing e-Discovery issues
• To address the scope and requirements for data preservation, collection, processing, interrogating, and producing data to accomplish objectives

4:15 - 5:30 pm

Networking Reception

Friday, November 11

8:00 – 9:00 am
Registration & Continental Breakfast

9:00 – 10:00 am

Investigation Pitfalls and How to Avoid Them

Latour ‘LT’ Lafferty, CCEP, CHC, Practice Leader, Fowler White Boggs P.A.

• Privacy/Confidentiality
  
• Represented Workers
  
• Privilege
  
• International Issues

10:00 – 10:15 am | Networking Break

10:15 am – 12:15 pm

Preparing the Report

Al Gagne, CCEP, Director, Ethics & Compliance, Textron Systems Corporation
Meric Bloch, Vice President-Compliance and Corporate Investigations, Adecco

• Evaluating the evidence
  
• Common elements of a good report
  
• Preparing the right report for your particular audience.

12:15 – 1:15 pm | Lunch

1:15 – 2:15 pm

Discipline, Follow Up and Closing the Loop

Al Gagne, CCEP, Director, Ethics & Compliance, Textron Systems Corporation

• Corrective Actions
  
• Should the investigator participate in the determination of corrective action?
  
• Consistent discipline
  
• Continuous improvement to the compliance and ethics program

2:15 – 2:30 pm | Networking Break

2:30 – 4:30 pm

Investigations Roundtable

Al Gagne, CCEP, Director, Ethics & Compliance, Textron Systems Corporation
Michael Johnson, Esq., Co-President, Global Compliance, Brightline Learning Division
Meric Bloch, Vice President-Compliance and Corporate Investigations, Adecco
Latour ‘LT’ Lafferty, CCEP, CHC, Practice Leader, Fowler White Boggs P.A.

• Your chance to ask the experts